Monday, November 28, 2005

Jobs: 05-02509 - Business Analyst with Compliance

11/28/2005

Greetings:

My name is Shaun and I'm an IT recruiter at Mitchell/Martin, Inc. Our records show that you are an IT professional with experience in Business Analysis. This experience is relevant to one of my current openings.

The opening requires a strong knowledge of Compliance and Regulatory Issues in addition to the above skills. It is located in New York, NY. Knowledge in Equities and Fixed Income is essential to this position.
This is a LONG TERM (12 Month+) Contract and we can pay up to $600/Day Corp to Corp.

The position is critical to maintaining strong controls that ensure is compliant with various regulatory rules and guidelines. The role requires interaction with both the business (Fixed Income and Equity) and Compliance to develop tactical and strategic solutions, which includes detailed business and functional specifications. In addition, the success of future Mantas deployments and other tactical compliance projects relies on strong business analysis to address project and business process issues. 

Interface with Global Compliance group to understand their regulatory requirements, issues, and business needs, and provide insight and information to shape the solutions
Develop effective business solutions for both Equity and Fixed Income Trade Compliance which encompasses application rollouts on the strategic surveillance platform and tactical deployments
Develop effective business solutions for Global AML Compliance based on a clear understanding of regulatory practice in local jurisdictions
Analyze compliance requirements and produce detailed documentation for business requirements and functional specifications
Develop an in-depth knowledge of the strategic surveillance system, Mantas, in order to derive appropriate solutions to business requirements
Possess a firm understanding of the various surveillance systems, processes, trading practices and regulations to provide effective business solutions for the compliance groups
Perform all phases of project management role including planning, resourcing, management reporting and execution
Communicate and interact with other internal departments (IT, OPs, etc) as needed to ensure successful project deployments
Perform various Quality Assurance roles including managing User Acceptance Testing, creation of test plans and test cases

Required Skill
Strong business knowledge of Equity and Fixed Income products
Good understanding of compliance industry and applicable regulations
Good interpersonal and communication skills
Strong documentation and presentation skills including business specification, project plans, reporting presentations (Powerpoint) system diagrams (Visio, etc.)
General aptitude for technical designs.
10-15 years in Financial services
Strong work experience in Project Manager, Business Analyst roles
Test Manager/QA experience
College Degree
Securities Certification Compliance Certification

If you are qualified, available, interested, planning to make a change, or know of a friend who might have the required qualifications and interest, please email me at ssullivan@itmmi.com, even if we have spoken recently about a different position.

When you respond, please include a daytime phone number so that I can reach you and also your salary requirements, your availability date and your citizenship status.  In considering candidates, time is of the essence, so please respond ASAP.  Thank you.

      Sincerely yours,
      Shaun Sullivan
      Mitchell/Martin, Inc.


Note: Please allow me to reiterate that I chose to contact you either because your resume had been posted to one of the internet job sites to which we subscribe, or you had previously submitted your resume to Mitchell/Martin. I assumed that you are either looking for a new employment opportunity, or you are interested in investigating the current job market.

If you are not currently seeking employment, or if you would prefer I contact you at some later date, please indicate your date of availability so that I may honor your request. In any event, I respectfully recommend you continue to avail yourself to the employment options and job market information we provide with our e-mail notices.


Thanks again.

Shaun
Mitchell/Martin, Inc.
80 Wall Street, Suite 1215
New York, NY 10005  

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