Thursday, July 28, 2005

New Positions Available- Business Strategy Risk Consultants

Hi, It's Meghan at Careers On The Move. Careers On The Move has just
received some openings for a Business Strategy Risk Consultant. The
job descriptions is listed below for your review.

Interested and Qualified candidates should submit their resume to
Meghan@CareersOnTheMove.com
<BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::mailto:Postings@C
areersOnTheMove.com> with the position they are applying for in the
subject line. Also, please feel free to refer any friends who may be
qualified.

As always Thank you for all your wonderful responses and referrals, keep
them coming! Our office is super busy, with new positions coming in
everyday, so please keep reviewing www.CareersOnTheMove.com
<BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::http://www.Career
sOnTheMove.com> .

Best Regards,

Meghan Shea

Junior Recruiter
212-626-6889

Meghan@CareersOnTheMove.com
<BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::mailto:Postings@C
areersOnTheMove.com>

Position: Business Strategy Risk Consultant

Location: Varied

Salary: Varied

Business Strategy Consultant 1

Salary: $80-130,000

Location: Any

Duties: This experienced professional job role is a synonym for Business
Strategy Consultant. This role assists clients to determine their
business issues and recommend solutions to drive business value. They
use in-depth consulting skills and business knowledge aligned to
business objectives, processes, measurements and tools to analyze their
clients business issues, formulate hypotheses and test conclusions to
determine appropriate solutions.

Risk & Compliance/ Credit & Operational Risk Consultants/SMEs. Strong
understanding and working experience with regulatory requirements in
Sarbanes Oxley (SOX), Fraud, Basel II, Credit risk, and/or Operational
risk. Ability to interpret new laws and regulations, identify and
communicate to clients management and business personnel. Deep knowledge
of a front office to back office financial services operation. Excellent
presentation skills and project management skills.

Requirements:

* 5-10 yrs experience with Risk and Compliance

* Operational risk

* Banking

* SOX

* Fraud Basel II

* 100% travel.

Business Strategy Consultant 2

Salary: $0-130,000

Location: New York, NY

Duties: This experienced professional job role is a synonym for Business
Strategy Consultant. This role assists clients to determine their
business issues and recommend solutions to drive business value. They
use in-depth consulting skills and business knowledge aligned to
business objectives, processes, measurements and tools to analyze their
clients business issues, formulate hypotheses and test conclusions to
determine appropriate solutions

Risk- 7+ years experience in the operations or risk management
department of a large financial services company. *Strong understanding
and working experience with regulatory requirements in one or more of
the following areas: Basel II,Credit Risk, Operational Risk, Ability to
interpret new laws and regulations, identify and address risk exposures
and communicate to client management and business personnel.

Deep knowledge of a front office to back office financial services
operation, including securities processing and supporting technology.

Excellent presentation and project management skills, Bachelors Degree
in Business / Finance / Accounting, MBA pref and prior consulting
experience a plus.

Ability to interpret new laws and regulations, identify and address
compliance exposures and communicate to client management and business
personnel. Deep knowledge of a front office to back office financial
services operation, including securities processing and supporting
technology. Excellent presentation and project management skills,
experience working directly with/for a regulatory agency a plus

Requirements:

* Risk and Compliance

* Operations

* Financial services

* One or more of Basel II, Credit Risk, Operational Risk

* Front to Back Office Financial Services Experience

* Bachelors Degree in Business / Finance / Accounting, MBA preferred
consulting experience a plus

Business Strategy Consultant 3

Salary: $0-106,000

Location: New York, NY

Duties: This experienced professional job role is a synonym for Business
Strategy Consultant. This role assists clients to determine their
business issues and recommend solutions to drive business value. They
use in-depth consulting skills and business knowledge aligned to
business objectives, processes, measurements and tools to analyze their
clients business issues, formulate hypotheses and test conclusions to
determine appropriate solutions.

Risk- 7+ years experience in the operations or risk management
department of a large financial services company. *Strong understanding
and working experience with regulatory requirements in one or more of
the following areas: Basel II,Credit Risk, Operational Risk, Ability to
interpret new laws and regulations, identify and address risk exposures
and communicate to client management and business personnel.

Requirements:

* Risk and Compliance

* Operations

* Financial services

* One or more of Basel II, Credit Risk, Operational Risk

* Front to Back Office Financial Services Experience

* Bachelors Degree in Business / Finance / Accounting, MBA preferred
consulting experience is a plus

Addtl Info:

COMPLIANCE

7+ years experience in the regulatory and compliance department of a
large financial services company. Strong understanding and working
experience with regulatory requirements in one or more of the following
areas: SEC,Records Retention, Investment Advisors Act, Federal Reserve

Sarbanes Oxley, Anti Money Laundering and self regulatory organizations
(NYSE, NASD, CFTC, FERC, etc.).

Ability to interpret new laws and regulations, identify and address
compliance exposures and communicate to client management and business
personnel. Deep knowledge of a front office to back office financial
services operation, including securities processing and supporting
technology. Excellent presentation and project management skills,
experience working directly with/for a regulatory agency a plus


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<DIV><FONT face=Arial size=2><SPAN class=343223619-28042005>
<DIV><FONT face=Arial size=2>
<P><SPAN class=343223619-28042005>Hi, It's Meghan&nbsp;at Careers On The Move.
</SPAN>Careers On The Move has just received&nbsp;&nbsp;<SPAN
class=928392615-28072005>some</SPAN><SPAN class=343223619-28042005>&nbsp;<SPAN
class=928392615-28072005>openings</SPAN></SPAN> for&nbsp;<SPAN
class=343223619-28042005>a&nbsp;<SPAN class=935491715-28072005><SPAN
class=928392615-28072005>Business Strategy Risk
Consultant</SPAN></SPAN></SPAN><SPAN class=343223619-28042005>.<SPAN
class=935491715-28072005>&nbsp; </SPAN></SPAN>The job description<SPAN
class=928392615-28072005>s</SPAN><SPAN class=343223619-28042005> i</SPAN><SPAN
class=343223619-28042005>s&nbsp;</SPAN>listed below for your review.<SPAN
class=343223619-28042005> </SPAN></P>
<P>Interested and Qualified candidates should submit their resume to&nbsp;<SPAN
class=343223619-28042005><U><FONT color=#0000ff>Meghan</FONT></U></SPAN><A
href="BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::mailto:Postings@CareersOnTheMove.com">@CareersOnTheMove.com</A>&nbsp;
with the position they are applying for in the subject line.&nbsp; Also, please
feel free to refer any friends who may be qualified.<BR><BR><SPAN
class=343223619-28042005>As always </SPAN>Thank you for all your wonderful
responses and referrals, keep them coming!&nbsp; Our office is super busy, with
new positions coming in everyday, so please keep reviewing <A
href="BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::http://www.CareersOnTheMove.com">www.CareersOnTheMove.com</A>.<BR><BR>Best
Regards,<BR><BR><SPAN class=343223619-28042005>Meghan Shea</SPAN></P>
<P><SPAN class=343223619-28042005></SPAN>Junior Recruiter<BR><SPAN
class=343223619-28042005><SPAN class=343223619-28042005><SPAN
class=872535519-26072005>212-626-6889</SPAN></SPAN></SPAN></P>
<P><SPAN class=343223619-28042005><U><FONT
color=#0000ff>Meghan</FONT></U></SPAN><A
href="BLOCKED::BLOCKED::blocked::BLOCKED::BLOCKED::BLOCKED::mailto:Postings@CareersOnTheMove.com">@CareersOnTheMove.com</A>&nbsp;
</P>
<DIV><FONT size=2><FONT size=3><SPAN
style="FONT-SIZE: 10pt; FONT-FAMILY: Verdana"><SPAN><SPAN
class=343223619-28042005><FONT size=3><SPAN style="FONT-SIZE: 11pt"><SPAN><SPAN
lang=EN-GB style="COLOR: black; mso-bidi-font-size: 8.0pt"><SPAN
style="FONT-SIZE: 10pt"><SPAN style="FONT-SIZE: 10pt"><SPAN
style="FONT-SIZE: 10pt"><SPAN style="FONT-SIZE: 10pt">
<P style="tab-stops: 146.2pt 290.9pt 436.35pt 512.7pt"><SPAN
style="FONT-SIZE: 10pt"><FONT face="Times New Roman">Position:<SPAN
style="mso-spacerun: yes">&nbsp;&nbsp;&nbsp;<SPAN class=935491715-28072005><SPAN
class=928392615-28072005>Business Strategy Risk
Consultant</SPAN></SPAN></SPAN></FONT></SPAN></P>
<P style="tab-stops: 146.2pt 290.9pt 436.35pt 512.7pt"><SPAN
style="FONT-SIZE: 10pt"><SPAN style="mso-spacerun: yes"><SPAN
class=611281020-26072005><SPAN
class=647332320-26072005></SPAN></SPAN></SPAN></SPAN><SPAN
style="FONT-SIZE: 10pt"><FONT face="Times New Roman">Location:<SPAN
style="mso-spacerun: yes">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</SPAN><SPAN
class=611281020-26072005><SPAN class=176324420-26072005><SPAN
class=928392615-28072005>Varied</SPAN></SPAN></SPAN></FONT></SPAN></P>
<P style="tab-stops: 146.2pt 290.9pt 436.35pt 512.7pt"><SPAN
style="FONT-SIZE: 10pt"><SPAN class=611281020-26072005><SPAN
class=176324420-26072005></SPAN></SPAN></SPAN><SPAN
style="FONT-SIZE: 10pt"><SPAN class=611281020-26072005><SPAN
class=176324420-26072005></SPAN></SPAN></SPAN><FONT
face="Times New Roman"><B><SPAN style="FONT-SIZE: 10pt">Salary:</SPAN></B><SPAN
style="FONT-SIZE: 10pt"><SPAN style="mso-spacerun: yes">&nbsp;&nbsp;&nbsp;<SPAN
class=343223619-28042005><SPAN class=176324420-26072005>&nbsp;<SPAN
class=928392615-28072005>&nbsp;</SPAN></SPAN></SPAN></SPAN></SPAN></FONT><FONT
face="Times New Roman">V<SPAN class=928392615-28072005>aried</SPAN></FONT></P>
<P style="tab-stops: 146.2pt 290.9pt 436.35pt 512.7pt"><SPAN
style="FONT-SIZE: 10pt"><SPAN class=343223619-28042005>
<TABLE id=table6 width="100%" bgColor=#ffffff border=0>
<TBODY>
<TR>
<TD vAlign=top align=left width="18%"><FONT size=2>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT face=Arial><SPAN
class=928392615-28072005>Business Strategy Consultant 1</SPAN></FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Salary: $80-130,000</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Location: Any</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Duties: This experienced professional job
role is a synonym for Business Strategy Consultant. This role assists
clients to determine their business issues and recommend solutions to
drive business value. They use in-depth consulting skills and business
knowledge aligned to business objectives, processes, measurements and
tools to analyze their clients business issues, formulate hypotheses and
test conclusions to determine appropriate solutions. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Risk &amp; Compliance/ Credit &amp;
Operational Risk Consultants/SMEs. Strong understanding and working
experience with regulatory requirements in Sarbanes Oxley (SOX), Fraud,
Basel II, Credit risk, and/or Operational risk. Ability to interpret new
laws and regulations, identify and communicate to clients management and
business personnel. Deep knowledge of a front office to back office
financial services operation. Excellent presentation skills and project
management skills. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Requirements:</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* 5-10 yrs experience with Risk and
Compliance </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Operational risk </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Banking </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* SOX </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Fraud <st1:City w:st="on"><st1:PostalCode
w:st="on">Basel</st1:PostalCode></st1:City> II </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* 100% travel.</FONT></P>
<DIV
style="BORDER-RIGHT: medium none; PADDING-RIGHT: 0in; BORDER-TOP: medium none; PADDING-LEFT: 0in; PADDING-BOTTOM: 1pt; BORDER-LEFT: medium none; PADDING-TOP: 0in; BORDER-BOTTOM: windowtext 1pt solid; mso-element: para-border-div; mso-border-bottom-alt: solid windowtext .75pt">
<P class=MsoNormal
style="BORDER-RIGHT: medium none; PADDING-RIGHT: 0in; BORDER-TOP: medium none; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; MARGIN: 0in 0in 0pt; BORDER-LEFT: medium none; PADDING-TOP: 0in; BORDER-BOTTOM: medium none; mso-border-bottom-alt: solid windowtext .75pt; mso-padding-alt: 0in 0in 1.0pt 0in"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P></DIV>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT face=Arial><SPAN
class=928392615-28072005>Business Strategy Consultant 2</SPAN></FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Salary: $0-130,000</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT size=3><FONT
face="Times New Roman">Location: <st1:PostalCode w:st="on"><st1:City
w:st="on">New York</st1:City>, <st1:State
w:st="on">NY</st1:State></st1:PostalCode></FONT></FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Duties: This experienced professional job
role is a synonym for Business Strategy Consultant. This role assists
clients to determine their business issues and recommend solutions to
drive business value. They use in-depth consulting skills and business
knowledge aligned to business objectives, processes, measurements and
tools to analyze their clients business issues, formulate hypotheses and
test conclusions to determine appropriate solutions </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Risk- 7+ years experience in the operations
or risk management department of a large financial services company.
&middot;Strong understanding and working experience with regulatory requirements
in one or more of the following areas: Basel II,Credit Risk, Operational
Risk, Ability to interpret new laws and regulations, identify and address
risk exposures and communicate to client management and business
personnel. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Deep knowledge of a front office to back
office financial services operation, including securities processing and
supporting technology. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Excellent presentation and project
management skills, Bachelors Degree in Business / Finance / Accounting,
MBA pref and prior consulting experience a plus. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Ability to interpret new laws and
regulations, identify and address compliance exposures and communicate to
client management and business personnel.<SPAN
style="mso-spacerun: yes">&nbsp; </SPAN>Deep knowledge of a front office
to back office financial services operation, including securities
processing and supporting technology.<SPAN
style="mso-spacerun: yes">&nbsp; </SPAN>Excellent presentation and project
management skills, experience working directly with/for a regulatory
agency a plus </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Requirements:</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Risk and Compliance </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Operations </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Financial services </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* One or more of Basel&nbsp;<SPAN
class=687332021-28072005>II</SPAN>, Credit Risk, Operational Risk
</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Front to Back Office Financial Services
Experience </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Bachelors Degree in Business / Finance /
Accounting, MBA preferred consulting experience a plus </FONT></P>
<DIV
style="BORDER-RIGHT: medium none; PADDING-RIGHT: 0in; BORDER-TOP: medium none; PADDING-LEFT: 0in; PADDING-BOTTOM: 1pt; BORDER-LEFT: medium none; PADDING-TOP: 0in; BORDER-BOTTOM: windowtext 1pt solid; mso-element: para-border-div; mso-border-bottom-alt: solid windowtext .75pt">
<P class=MsoNormal
style="BORDER-RIGHT: medium none; PADDING-RIGHT: 0in; BORDER-TOP: medium none; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; MARGIN: 0in 0in 0pt; BORDER-LEFT: medium none; PADDING-TOP: 0in; BORDER-BOTTOM: medium none; mso-border-bottom-alt: solid windowtext .75pt; mso-padding-alt: 0in 0in 1.0pt 0in"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P></DIV>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3><SPAN class=928392615-28072005>Business
Strategy Consultant 3</SPAN></FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Salary: $0-106,000</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT size=3><FONT
face="Times New Roman">Location: <st1:PostalCode w:st="on"><st1:City
w:st="on">New York</st1:City>, <st1:State
w:st="on">NY</st1:State></st1:PostalCode></FONT></FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Duties: This experienced professional job
role is a synonym for Business Strategy Consultant. This role assists
clients to determine their business issues and recommend solutions to
drive business value. They use in-depth consulting skills and business
knowledge aligned to business objectives, processes, measurements and
tools to analyze their clients business issues, formulate hypotheses and
test conclusions to determine appropriate solutions. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Risk- 7+ years experience in the operations
or risk management department of a large financial services company.
&middot;Strong understanding and working experience with regulatory requirements
in one or more of the following areas: Basel II,Credit Risk, Operational
Risk, Ability to interpret new laws and regulations, identify and address
risk exposures and communicate to client management and business
personnel. </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Requirements:</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Risk and Compliance </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Operations </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Financial services </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* One or more of Basel&nbsp;<SPAN
class=687332021-28072005>II</SPAN>, Credit Risk, Operational Risk
</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Front to Back Office Financial Services
Experience</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>* Bachelors Degree in Business / Finance /
Accounting, MBA preferred consulting experience is a plus</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Addtl Info:</FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>COMPLIANCE </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>7+ years experience in the regulatory and
compliance department of a large financial services company.<SPAN
style="mso-spacerun: yes">&nbsp; </SPAN>Strong understanding and working
experience with regulatory requirements in one or more of the following
areas: <st1:stockticker w:st="on">SEC</st1:stockticker>,Records Retention,
Investment Advisors Act, Federal Reserve </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Sarbanes Oxley, Anti Money Laundering and
self regulatory organizations (NYSE, NASD, CFTC, FERC, etc.). </FONT></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><o:p><FONT
face="Times New Roman" size=3>&nbsp;</FONT></o:p></P>
<P class=MsoNormal style="MARGIN: 0in 0in 0pt"><FONT
face="Times New Roman" size=3>Ability to interpret new laws and
regulations, identify and address compliance exposures and communicate to
client management and business personnel.<SPAN
style="mso-spacerun: yes">&nbsp; </SPAN>Deep knowledge of a front office
to back office financial services operation, including securities
processing and supporting technology.<SPAN
style="mso-spacerun: yes">&nbsp; </SPAN>Excellent presentation and project
management skills, experience working directly with/for a regulatory
agency a plus </FONT></P></FONT></TD>
<TD vAlign=top align=left colSpan=4><FONT
size=2></FONT></TD></TR></TBODY></TABLE>
<TABLE id=table6 width="100%" bgColor=#ffffff border=0>
<TBODY>
<TR>
<TD vAlign=top align=left colSpan=4><FONT face="Times New Roman"
size=2><BR><BR><BR></FONT></TD></TR>
<TR>
<TD vAlign=top align=left width="18%"><FONT face="Times New Roman"
size=2>&nbsp;</FONT></TD>
<TD vAlign=top align=left colSpan=4><FONT face="Times New Roman"
size=2></FONT></TD></TR></TBODY></TABLE></SPAN></SPAN></P></SPAN></SPAN></SPAN></SPAN></SPAN></SPAN></SPAN></FONT></SPAN></SPAN></SPAN></FONT></FONT></DIV></FONT></DIV>
<DIV><FONT face=Arial
size=2></FONT>&nbsp;</DIV></SPAN></FONT></DIV></DIV></BODY></HTML>

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