SEC voices concern over mutual funds' securities-lending practices
SEC voices concern over mutual funds' securities-lending practicesThe Securities and Exchange Commission says some mutual fund companies are failing to follow the rules when lending securities. The agency has sent deficiency letters to funds it says aren't complying with proper procedures, but the regulator declined to name the companies in question.
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Labels: mutual funds, SEC, securities lending
posted by Victor Lloyd Smith @ 5:08 PM
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