SIA's Electronic Records Forum
Electronic Records Forum - Oct. 27, N.Y.
SIA's Electronic Records Forum is a half-day event addressing regulations, enforcement and examination implications, and the practicalities and pitfalls of electronic records in an ever-changing technological world. This three-panel forum will address complex issues including the current regulatory regime governing the retention, storage, and retrieval of electronic records; supervision of e-mail and new technology; effective responses to regulatory requests for electronic records; and much more. Panelists will include SEC, NASD, and NYSE staff members, as well as industry legal, compliance and technology experts.
Read more event details and/or register.
Electronic Records Forum - Oct. 27, N.Y.
SIA's Electronic Records Forum is a half-day event addressing regulations, enforcement and examination implications, and the practicalities and pitfalls of electronic records in an ever-changing technological world. This three-panel forum will address complex issues including the current regulatory regime governing the retention, storage, and retrieval of electronic records; supervision of e-mail and new technology; effective responses to regulatory requests for electronic records; and much more. Panelists will include SEC, NASD, and NYSE staff members, as well as industry legal, compliance and technology experts.
Read more event details and/or register.
Labels: derivatives, risk management, technology, trading
posted by Victor Lloyd Smith @ 12:13 AM
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