Institutional Brokerage Conference
Institutional Brokerage ConferenceOct. 30, N.Y.
SIA's Institutional Brokerage Conference will explore the new SEC interpretive guidance on client commission arrangements under Section 28(e) of the Securities Exchange Act. The conference will also address how regulatory initiatives are impacting the institutional brokerage business both in the U.S. and in Great Britain. The program agenda also includes discussions on current trends in the institutional brokerage business, changes in equity trading and the future of Wall Street research.
Read more conference details and/or register.
posted by Victor Lloyd Smith @ 11:24 AM
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