SIA research report "Research Management Issues: How Are the Rules Working?"
SIA research report "Research Management Issues: How Are the Rules Working?"
According to SIA's latest research report, "Research Management Issues: How Are the Rules Working?," some industry concerns and unresolved issues still remain with the December 2005 NYSE and NASD joint report to the Securities and Exchange Commission regarding the operation and effectiveness of the research analyst conflict of interest rules. This report discusses those areas, as well as some of the other concerns raised by research managers. Also included in this report is a securities industry and economic update as well as a monthly statistical review. Click here to view the report.
Read the full report
http://r.smartbrief.com/resp/djesjjvHhYaGkhWMzo
posted by Victor Lloyd Smith @ 4:03 PM
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